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Course Outline

LangGraph Fundamentals for Finance

  • Review of LangGraph architecture and stateful execution mechanisms.
  • Financial use cases, including research copilots, trade support, and customer service agents.
  • Considerations for regulatory constraints and auditability.

Financial Data Standards and Ontologies

  • Basics of ISO 20022, FpML, and FIX standards.
  • Mapping schemas and ontologies into graph state.
  • Managing data quality, lineage, and Personally Identifiable Information (PII).

Workflow Orchestration for Financial Processes

  • Workflows for KYC (Know Your Customer) and AML (Anti-Money Laundering) onboarding.
  • Trade lifecycle management, handling exceptions, and case management.
  • Credit adjudication and decision-making paths.

Compliance, Risk, and Controls

  • Policy enforcement and model risk management.
  • Implementing guardrails, approval processes, and human-in-the-loop steps.
  • Managing audit trails, data retention, and explainability.

Integration and Deployment

  • Connecting to core systems, data lakes, and APIs.
  • Containerization, secret management, and environment configuration.
  • CI/CD pipelines, staged rollouts, and canary deployments.

Observability and Performance

  • Monitoring structured logs, metrics, traces, and costs.
  • Conducting load testing, defining SLOs, and managing error budgets.
  • Incident response, rollback strategies, and resilience patterns.

Quality, Evaluation, and Safety

  • Utilizing unit tests, scenario testing, and automated evaluation harnesses.
  • Red teaming, adversarial prompt testing, and safety checks.
  • Dataset curation, drift monitoring, and continuous improvement strategies.

Summary and Next Steps

Requirements

  • A solid understanding of Python and LLM application development.
  • Experience working with APIs, containers, or cloud services.
  • Basic familiarity with financial domains or data models.

Target Audience

  • Domain technologists.
  • Solution architects.
  • Consultants developing LLM agents for regulated industries.
 35 Hours

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