Thank you for sending your enquiry! One of our team members will contact you shortly.
Thank you for sending your booking! One of our team members will contact you shortly.
Duration 21 hours
Course Outline
Fundamentals of Compliance and Compliance Risk Management
- Grasping Compliance and Associated Risks
- Key focus areas
- Stakeholders of Compliance Officers and Money Laundering Reporting Officers
- Mitigating and understanding non-compliance risks
Establishing and Maintaining a Compliance Risk Management Framework
- Adopting a Risk-Management Approach
- The positive and negative business impacts of implementing a Risk-Management Approach
Compliance and Corporate Governance
- Definition of Corporate Governance
- Interaction between Corporate Governance and Compliance
- Identification of Stakeholders
- Core principles of Corporate Governance
- Role of Management Committees
- Relevant Codes and Guidelines
- Corporate Governance in the prevention of Financial Crime
Compliance Controls and Verification Processes
- Regulatory expectations
- Developing a Compliance Monitoring Programme
Additional Financial Crime Considerations
- A fresh perspective on Money Laundering and Terrorist Financing
- Fraud
- Data Protection and Information Security
- Personal and Sensitive Information
- Data Protection Policies
- Bribery and Corruption
- UK Bribery Act 2010
- USA Foreign & Corrupt Practices Act
- Other relevant areas
- Consequences of Brexit
- Market Abuse and Insider Dealing
- Sanctions
Financial Crime in International Business, Offshore Centers, and with High-Net-Worth Clients
- Motivations behind targeting International Business, Offshore Centers, and High-Net-Worth clients by financial criminals
- Primary risks associated with conducting such business
Future Trends
- Current hotspots in Compliance and Risk Management
Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
I genuinely enjoyed the real examples of the trainer.